SIFMA Lunch & Learn Reporting by Investment Advisers to Private Funds on Form PF

December 12th 2011; 12 - 2pm EST at SIFMA Conference Center in NY

On Monday, December 12th, the SIFMA Asset Management Group will host a conference on Reporting by Investment Advisers to Private Funds on Form PF. This meeting will be held at SIFMA’S Conference Center at 120 Broadway, NYC. We will explore the requirements, challenges, and solutions to this newly adopted reporting obligation and industry participants will gain a solid understanding of how they can begin compliance.

Beginning in 2012, SEC-registered investment advisers with at least $150 million in private fund assets under management must periodically file a new reporting form (Form PF). These reports will contain information the Commission deems necessary and appropriate in the public interest, for investor protection or for the assessment of systemic risk by the Financial Stability Oversight Council (FSOC). 

This new regulation will apply to advisers to Hedge Funds, Liquidity Funds, Registered Money Market Funds, and Private Equity Funds. 

Guest Speakers: 

James Suglia – KPMG 

John Schneider – KPMG

Rabih Ramadi - KPMG 

Other speakers to be confirmed

Topics of Discussion:

Information requirements

Implementing solutions for Form PF

Fund scoping

Data capture

Aggregation and calculation

Certification and filing

Addressing key challenges

System build-outs

Ongoing controls and monitoring

Strategic implications

Program questions

Peter Ryan at 

pryan@sifma.org 

or 212-313-1273.

Registration questions

Laura Cunningham at lcunningham@sifma.org 

or 212-313-1144.

Registration fees

$149 for SIFMA members

$175 for non-members

To Register:

https://mbrservices.net/ConferenceRegistration/MeetingRegistration.aspx?meetingid=872