Trade Reporting

The WMBA's Alex McDonald discusses how aggregated reporting of trades executed via trading facilities and interdealer brokers can provide the information on key market risk factors and trade activity required to allow for greater market supervision and transparency

Global Network Ensures Regulators Worldwide Have Seamless Access to Data for Systemic Risk Mitigation & Market Surveillance 

The Depository Trust & Clearing Corporation’s (DTCC) Global Trade Repository announced today its intention to expand its operations into Singapore by establishing an Asian-based global data centre to ensure regulators have seamless access to data for systemic risk mitigation in over-the-counter (OTC) derivatives markets.   

CMRS bridges the gap between internal trading systems and required reporting to Swap Data Repositories for all asset classes

OpenLink, a leading provider of CTRM solutions, announces compliance with Dodd-Frank through its new CFTC reporting package

OpenLink, a leading provider of cross-asset trading, risk management and operations processing software solutions, announced today the launch Large Trader Reporting for compliance with U.S. Commodity Futures Trading Commission (CFTC) regulations resulting from the Dodd-Frank Wall Street Reform and Consumer Protection Act. 

Key attributes of the CFTC Large Trader Reporting solution include:

First Derivatives (AIM:FDP.L, ESM:GYQ.I), a leading provider of software and consulting services to the capital markets industry, today announced it had delivered a bespoke solution based on its Delta Stream CEP product for real-time derivatives markets reporting – Project MARS – to Singapore Exchange (SGX).

This is the third project First Derivatives has delivered to SGX for real-time monitoring of derivatives trading activity. In 2011, systems for monitoring market-making and equities trading activity were delivered to SGX.

The Commodity Futures Trading Commission (CFTC) is requesting submissions from industry participants who wish to be considered for designation by the Commission as the source for identifiers to be used for identification of swap counterparties in swap recordkeeping and swap data reporting under the jurisdiction of the Commission beginning on July 16, 2012.

FOW TRADEDATA today announced the availability, through its Xymbology service, of OTC Alternative Instrument Identification (Aii) symbology for prescribed European futures and options under the Markets in Financial Instruments Directive’s (MiFID) mandatory transaction reporting requirements.

This announcement follows the recent reminder by the FSA that as from March 31st 2012 firms must report transactions in flex derivative contracts conducted through Eurex OTC and BCLEAR using the respective Aii code issued for those contracts.

Lombard Risk Dodd-Frank Act engine as solution for Title VII, Regulation of OTC Swaps Markets

July 2012: CFTC and SEC deadlines for real-time reporting

Lombard Risk Management plc (LSE: LRM) ("Lombard Risk"), a leading global provider of integrated collateral management and liquidity, regulatory and MIS reporting solutions for the financial services industry, addresses Title VII of Dodd-Frank Act with its Dodd-Frank Act Engine solution.

The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, December 20, 2011, at 9:30 a.m., on the following topics:

(1) Final Rule on Real-Time Reporting of Swap Transaction Data;

(2) Final Rule on Swap Data Recordkeeping and Reporting Requirements; and

(3) Final Rule on Effective Date for Swap Regulation.

The Meeting is open to the public.