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SEC
Statement of Chairman Gary Gensler on CFTC/SEC Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps
August 20th, 2010
CFTC and SEC Issue Joint Advance Notice of Proposed Rulemaking and Request for Comment Regarding Definitions and the Regulation of Mixed Swaps as Part of Dodd-Frank Act Rulemaking
August 13th, 2010
Opening Statement, Meeting of: The CFTC-SEC Joint Advisory Committee on Emerging Regulatory Issues from Chairman Gary Gensler
August 11th, 2010
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting
August 9th, 2010
UK in Focus: Regulatory Reform News of the Week
July 29th, 2010
SEC Chairman Schapiro Announces Open Process for Regulatory Reform Rulemaking
July 28th, 2010
SEC and Japan Financial Services Agency Hold Meeting of the SEC-JFSA Strategic Dialogue
July 2nd, 2010
SEC to Discuss US Regulatory Reform at June London Conference
June 1st, 2010
SEC Proposes Consolidated Audit Trail System to Better Track Market Trades
May 27th, 2010
"And One More Thing" - Statement Commissioner Bart Chilton Before the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
May 25th, 2010
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet on Monday, May 24, 2010
May 18th, 2010
SEC, CFTC Announce Creation Of Joint CFTC-SEC Advisory Committee On Emerging Regulatory Issues
May 11th, 2010
Richard A. Levine Named SEC Associate General Counsel for Legal Policy
May 4th, 2010
SEC Charges Goldman Sachs With Fraud in Structuring and Marketing of CDO Tied to Subprime Mortgages
April 16th, 2010
SEC Proposes New Measures to Protect Investors in Options Markets
April 14th, 2010
SEC Proposes Rules to Increase Investor Protections in Asset-Backed Securities
April 7th, 2010
SEC Staff Evaluating the Use of Derivatives by Fund
March 25th, 2010
SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue
February 1st, 2010
SEC Names New Specialized Unit Chiefs and Head of New Office of Market Intelligence
January 13th, 2010
Carlo di Florio Named Director of SEC Office of Compliance Inspections and Examinations
January 5th, 2010
Robert W. Cook Named Director of SEC Division of Trading and Markets
November 11th, 2009
SEC's New Division of Risk, Strategy, and Financial Innovation Adds Experts to Senior Ranks
November 5th, 2009
Senior Supervisors Group Issues Report on Risk Management Practices
October 20th, 2009
CFTC and SEC Issue Joint Report on Regulatory Harmonization
October 16th, 2009
SEC Publishes 2010-2015 Draft Strategic Plan for Public Comment
October 9th, 2009
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September 21st
SDA 2010 London Regional Conference and Press Briefing: The New Environment for OTC Derivatives
London
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