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June 14th, 2012 Fidessa Helps Market Participants Make Sense of EU Regulation

White paper assesses likely future landscape to help firms stay one step ahead

May 14th, 2012 Extraterritorial Compliance Becomes the ‘New Normal’ for Financial Institutions

·         Extraterritorial laws such as FATCA, Dodd-Frank, Sarbox, Solvency II are growing in number and intensity

·         Almost half (45%) of financial institutions in a new survey say that extraterritorial compliance now accounts for between 10-25% of compliance budget 

May 9th, 2013 DTCC Survey Shows Impact of New Regulation as Top Concern in Addressing Systemic Risks

 

Survey Polls Industry Leaders on Biggest Challenges to Mitigating Risk

The impact of new regulations in the financial services industry is by far the most important systemic-risk concern facing the global capital markets, according to a recent client survey conducted by The Depository Trust & Clearing Corporation (DTCC). The survey revealed that 82% of industry leaders ranked meeting new regulatory requirements as a top concern in mitigating systemic risks.

May 1st, 2013 Corporate Treasurers’ Strategic Ambitions Thwarted by Outdated Technology and Manual Processes, Find Kyriba and the ACT

Survey by Kyriba and the Association of Corporate Treasurers reveals treasury teams want to provide deeper insight, but still spend most time and effort on core operational tasks

April 26th, 2013 Sourcing the Right Collateral a Major Priority for the Financial Industry in Asia, Shows Conference Poll

More than 92 percent of industry players in Asia say sourcing appropriate collateral to meet new industry practices is a high or very high priority/Almost 40 percent of delegates at Clearstream conference say their institution has no access to collateral optimisation system/Most of the financial experts see increasing role for Asian securities in the global supply of available collateral for the banking industry/Fourth annual Clearstream GSF Conference Asia in Singapore brings together more than 150 delegates from across the Asia-Pacific region

March 20th, 2013 SimCorp Poll Reveals 2013 Buy-Side Technology Investment Priorities

Results show that derivatives systems and client reporting are top of buy-side technology agenda

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, today released the results of a buy-side technology priority survey conducted in December 2012. The survey polled nearly 70 executives from close to 50 buy-side firms across North America.

March 14th, 2013 ISDA Publishes Paper Examining Non-Cleared OTC Derivatives and Their Importance to the Global Economy

The International Swaps and Derivatives Association, Inc. (ISDA) today announced the publication of a paper, Non-Cleared OTC Derivatives: Their Importance to the Global Economy. 

February 15th, 2013 Rule Financial Paper Highlights New Accelerated Approach for Banks to Achieve Increased Operational Efficiency

Rule Financial, an independent provider of business consultancy, IT consultancy and IT services to the global investment banking community, today launches a paper outlining a new approach to help banks achieve increased operational efficiency.

February 5th, 2013 Quantifi and Risk Dynamics Release Whitepaper on "Optimizing Capital Requirements for Counterparty Credit Risk"


-         Analyses how capital requirements for counterparty credit risk management vary depending on an institution’s business model
-         Explores how to deal with counterparty credit risk in the current financial environment
-         Studies the conditions for effective management of counterparty credit risk
 

January 28th, 2013 Report Details Key Business and Regulatory Requirements End Users Must Meet to Succeed in Rapidly Evolving Derivative Markets

Woodbine Associates , the capital markets consulting firm (http://www.woodbineassociates.com), announces the release of its latest report, “OTC Derivatives Readiness Guide: Business and Regulatory Requirements for Asset Managers and Other End Users Under Title VII,” which comprehensively examines the business and regulatory requirements for asset managers, hedge funds, and other end users in the newly regulated OTC derivative markets.

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Derivsource Blog

After much anticipation, the CFTC passed final rules on the governance of swap execution facilities (SEFs) including rules on the minimum quotes required and swaps block rules.

Views vary on many elements of the newly approved rules with some industry participants believing the rules to be fair and others very problematic.

 

Regulation Timeline

Keep up with current regulatory reform activities with this reference guide. Derivsource's Derivatives Regulation Timeline